UK Space Agency project

Cervical spine and muscle adaptation after spaceflight and relationship to herniation risk

Project overview

This project investigates why astronauts are at a significantly higher risk of developing cervical intervertebral disc (IVD) herniations after spaceflight. Research shows that astronauts have a 21.4 times higher likelihood of experiencing cervical IVD herniations than the general population, with the risk peaking immediately after their return to Earth. This increased incidence may lead to severe discomfort and reduced quality of life, potentially hindering mission-critical tasks and jeopardising future missions and career longevity.

While previous studies focused on hydration changes in the lumbar (lower back) discs, these findings do not explain the higher risk in the cervical (neck) region. Our project hypothesises that prolonged exposure to microgravity alters the function and neuromuscular control of neck muscles, which are critical for stabilising the cervical spine and supporting the head. Without the influence of gravity, neck muscles may weaken or undergo adaptations that compromise spinal stability, increasing susceptibility to injuries such as herniations.

Research objectives

  1. Evaluate neuromuscular adaptations after spaceflight
    Investigate how microgravity alters neuromuscular control and motor performance in the cervical spine by assessing changes in neck muscle strength, endurance, and force control.
  2. Investigate changes in muscle activity and motor unit behaviour
    Examine how microgravity influences neck muscle activation patterns and their impact on motor performance using high-density surface electromyography (HDsEMG).
  3. Compare neuromuscular profiles with Earth-based populations
    Compare neuromuscular adaptations observed in astronauts post-spaceflight with those of Earth-based cohorts, including individuals with cervical radiculopathy and asymptomatic controls.
  4. Compare effects across different populations
    Analyse how spaceflight-induced changes compare with neuromuscular patterns seen in clinical populations with neck disorders.
  5. Integrate findings across research groups
    Combine neuromuscular findings with complementary data collected by other research groups within the consortium to provide a holistic understanding of the cervical spine's response to microgravity.

Comprehensive research approach

Our project takes a multidisciplinary approach with several research teams focusing on different aspects of cervical spine adaptation to spaceflight. The integrated protocol includes several key components:

Neuromuscular control assessment (University of Birmingham)

Our team at the University of Birmingham is responsible for assessing muscle strength, endurance, force steadiness, and neuromuscular control of astronauts' neck muscles pre- and post-flight. These assessments include:

  • Maximal voluntary contractions: measuring neck flexion, neck extension, and shoulder shrug strength
  • Force control assessment: evaluating accuracy in tracking submaximal force targets
  • Endurance testing: sustained shoulder abduction for 60 seconds to monitor fatigue-induced adjustments

We use state-of-the-art equipment, including High-Density Surface Electromyography (HDsEMG) to capture these measurements. HDsEMG involves placing grids of tiny, closely spaced electrodes on the skin over specific neck muscles. Unlike conventional EMG, which uses only a few electrodes, HDsEMG provides a detailed "map" of muscle activity, allowing us to see how different regions of the same muscle work together, adapt over time, and coordinate with other muscles. A key advantage of HDsEMG is that it allows us to decompose the signals into the activity of individual motor units - the fundamental building blocks of muscle function, consisting of a single motor neuron and all the muscle fibres it controls. Through specialised signal processing techniques, we can track the same motor units across different recording sessions before and after spaceflight, providing unique insight into how the nervous system adapts to microgravity at its most fundamental level.

Force output during these tasks is measured using a specialised handheld dynamometer, which precisely quantifies the force exerted during different neck movements. For submaximal contractions, participants receive real-time visual feedback displayed on a monitor, where they attempt to match target force levels represented graphically. This sophisticated feedback system enables precise assessment of force steadiness and motor control, allowing identification of subtle deficits in neuromuscular coordination that might contribute to increased injury risk following spaceflight.

Advanced imaging techniques

Our consortium employs multiple imaging technologies to assess structural changes:

Magnetic Resonance Imaging (MRI)

MRI uses powerful magnets and radio waves to create detailed images of soft tissues without radiation. This non-invasive imaging allows us to examine:

  • Intervertebral disc morphology and composition: measuring changes in the size, shape, and water content of the discs between vertebrae
  • Vertebral body analysis: assessing structural changes in the neck vertebrae
  • Muscle size, water, and fat content: evaluating whether muscles atrophy (shrink) or undergo fatty infiltration during spaceflight

Dual-Energy X-ray Absorptiometry (DXA)

DXA is a specialised form of X-ray that precisely measures bone mineral density in the cervical spine. This helps determine whether bone loss occurs in the neck vertebrae during spaceflight, which could affect spinal stability and potentially contribute to disc herniation risk.

3D cervical spine kinematics

This component involves detailed analysis of neck movement patterns using an infrared-based motion capture system with reflective markers placed on the head and trunk. This technology measures:

  • Range and speed of movement: how far and how quickly astronauts can move their necks in different directions
  • Movement precision: the accuracy and smoothness of neck movements
  • Aberrant motions: unusual movement patterns that may indicate instability or compensation

By examining how astronauts move their necks before and after spaceflight, we can identify potential mechanisms that might increase the risk of injury upon return to Earth's gravity.

Near-Infrared Spectroscopy (NIRS)

NIRS is a non-invasive technique that uses light waves to measure oxygen levels and blood flow in neck muscles during activity. This technology helps us understand:

  • Muscle metabolism: how efficiently the muscles use oxygen during activity
  • Fatigue resistance: how quickly muscles become fatigued and recover
  • Blood flow dynamics: whether microgravity affects the delivery of blood and oxygen to neck muscles

These measurements provide important information about physiological changes that may not be visible through structural imaging alone.

Our measurements follow a structured timeline:

  • Pre-flight: 180-90 days and 60-30 days prior to spaceflight
  • Post-flight: 1-7 days, 8-14 days, 45-60 days, and 160-190 days after spaceflight

Earth-based control groups

An important component of our research involves collecting comparable data from Earth-based control groups to provide essential context for interpreting changes observed in astronauts. We are collecting data from:

  1. Age- and gender-matched healthy controls: individuals without neck pain who have not been exposed to microgravity, providing a baseline for normal neck muscle function.
  2. Individuals with cervical radiculopathy: people suffering from a condition where a nerve root in the cervical spine becomes compressed or irritated. Cervical radiculopathy typically causes pain that radiates from the neck into the shoulder, arm, and sometimes the hand, often accompanied by weakness, numbness, or tingling. This condition provides a clinical comparison for potential neuromuscular dysfunction.

By comparing astronauts' post-flight measurements with both healthy individuals and those with known cervical spine pathology, we can better understand:

  • The specific impact of microgravity on neuromuscular control
  • How these changes might correlate with increased herniation risk
  • Whether post-flight adaptations share similarities with clinical neck conditions
  • Potential rehabilitation approaches that could benefit both astronauts and Earth-based patients

This comparative approach bridges space medicine and terrestrial healthcare applications, maximising the translational impact of our research.

Significance and applications

For space exploration

  • Informing evidence-based changes to astronaut training programs by incorporating targeted exercises to strengthen neck muscles and optimise neuromuscular control
  • Supporting astronaut health and performance during long-duration missions to the Moon or Mars
  • Contributing to our understanding of human adaptation to extreme environments

For Earth-based healthcare

  • Enhancing rehabilitation strategies for patients recovering from prolonged immobility
  • Improving the management of neck injuries and cervical spine conditions
  • Advancing therapeutic approaches for conditions such as cervical radiculopathy and chronic neck pain

Collaborators

This project is part of a larger consortium that includes researchers from:

  • Hochschule für Gesundheit (University of Applied Sciences), Germany
  • Charité – University Medicine Berlin, Germany
  • German Sport University, Germany
  • Sahlgrenska University Hospital, Sweden
  • NASA Johnson Space Center, USA
  • Centre for Military Medicine, Finland
  • University of Ulm, Germany

Funding and acknowledgments

This research is funded by the UK Space Agency and is part of the broader European Space Agency (ESA) approved research project "Cervical spine and muscle adaptation after spaceflight and relationship to herniation risk."

We gratefully acknowledge:

  • NASA for providing ethical approval (Study000000222, NASA MPA Number NASA7116301606HR) and access to astronauts and facilities at the Johnson Space Center
  • European Space Agency (ESA) for ethical approval (ILSRA-2014-0033) and supporting the implementation of the project
  • University of Birmingham for research infrastructure support through the Centre of Precision Rehabilitation for Spinal Pain

Contact information

For more information about this research, please contact:

Professor Deborah Falla
Director, Centre of Precision Rehabilitation for Spinal Pain
School of Sport, Exercise and Rehabilitation Sciences
University of Birmingham
Email: d.falla@bham.ac.uk
Phone: +44 (0)121 41 47253